Tsz Man Chan

陳梓汶
CE No. AGY565 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Man Chan (陳梓汶), a licensed former licensee with CE reference AGY565. This person has 15.2 years of SFC licence history. Total licence records on file: 10.

Information

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Licence history

FirmRoleRegulated activityFromTo
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 4 - Advising on securities 2017-10-03 2020-12-02
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 4 - Advising on securities 2014-12-17 2017-10-02
ICBC International Research Limited
工銀國際證券研究有限公司
RO Type 4 - Advising on securities 2009-07-10 2012-07-27
ICBC International Securities Limited
工銀國際證券有限公司
Rep Type 1 - Dealing in securities 2009-05-12 2009-07-14
ICEA Securities Asia Limited
工商東亞證券亞洲有限公司
RO Type 4 - Advising on securities 2009-04-15 2009-04-30
ICEA Securities Asia Limited
工商東亞證券亞洲有限公司
Rep Type 4 - Advising on securities 2006-02-20 2009-04-15
SBI China Capital Securities Limited
軟庫中華金融證券有限公司
Rep Type 4 - Advising on securities 2004-04-19 2006-02-12
Sun Hung Kai Research Limited
新鴻基資料研究有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-03-25
Sun Hung Kai Research Limited
新鴻基資料研究有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-01-09
Sun Hung Kai Research Limited
新鴻基資料研究有限公司
Rep Type 9 - Asset management Pre-2003 2004-01-09

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Man Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Alice Wai Sze Leung ICEA Securities Asia Limited 2006–2009
Tat Fai Sei ICEA Securities Asia Limited 2006–2009
Yang Gao ICEA Securities Asia Limited 2006–2009
Shun Tak So ICEA Securities Asia Limited 2007–2009
Chi Lap Hon ICEA Securities Asia Limited 2006–2009
Kailing Hua ICEA Securities Asia Limited 2007–2009
Kwan Ming Fan ICBC International Research Limited 2009–2012
Kam Chiu Lee ICEA Securities Asia Limited 2007–2009
Ka Chun Lin ICBC International Research Limited 2009–2012
Chun Hei Cheng ICBC International Research Limited 2010–2012
Yuen Hong Cheng ICBC International Research Limited 2010–2012
Yunpeng Ma ICBC International Research Limited 2010–2012
Xiaoyu Yu ICBC International Research Limited 2010–2012
Kay Chung Tse ICBC International Research Limited 2010–2012
Chun Sing To ICBC International Research Limited 2010–2012
Ka Yeung Chan ICBC International Research Limited 2010–2012
Jun Liu ICBC International Research Limited 2010–2012
Kenny Chun Yu Khuong ICEA Securities Asia Limited 2008–2009
Yuen Ha Cheng Sun Hung Kai Research Limited 2003–2004
Hung Chu Sun Hung Kai Research Limited 2003–2004

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