Edmond Eng
伍少凡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmond Eng (伍少凡), a licensed former licensee with CE reference ACW864. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
RO | Type 9 — Asset management | 2005-12-20 | 2006-09-28 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2005-11-16 | 2006-09-28 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-11-16 | 2006-09-28 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-11-16 | 2006-09-28 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 4 — Advising on securities | 2005-11-16 | 2006-09-28 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-11-16 | 2006-09-28 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 9 — Asset management | 2005-11-16 | 2006-09-28 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2003-06-26 | 2005-12-06 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 4 — Advising on securities | 2003-06-26 | 2004-12-14 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-12-20 |