Mong Har Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mong Har Chan ( ), a licensed former licensee with CE reference AHT095. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-01 | 2011-11-18 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-01 | 2011-11-18 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-03-02 | 2010-03-31 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2010-03-02 | 2010-03-31 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-16 | 2009-06-17 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-16 | 2009-06-17 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-23 | 2009-02-28 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-05 | 2009-02-28 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-19 | 2006-02-01 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-21 | 2004-09-22 |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-19 | 2003-08-04 |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 |
Rep | Type 9 — Asset management | 2003-05-19 | 2003-08-04 |