Catherine Hua
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Hua ( ), a licensed former licensee with CE reference APS862. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-09 | 2008-05-31 |