Inessa Suk Wah Lee
李菽樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Inessa Suk Wah Lee (李菽樺), a licensed former licensee with CE reference ACH127. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
RO | Type 9 — Asset management | 2017-12-06 | 2018-11-18 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-09-18 | 2017-09-30 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
RO | Type 9 — Asset management | 2015-09-18 | 2017-09-30 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-14 | 2017-07-31 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-08-08 | 2017-07-31 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-05-18 | 2014-01-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-30 | 2012-03-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2008-10-22 | 2012-03-01 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-10-22 | 2012-03-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-24 | 2008-10-22 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-05 | 2006-07-31 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-07-06 | 2005-09-02 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-18 | 2005-09-02 |