Inessa Suk Wah Lee
李菽樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Inessa Suk Wah Lee (李菽樺), a licensed former licensee with CE reference ACH127. This person has 13.2 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
RO | Type 9 - Asset management | 2017-12-06 | 2018-11-18 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-09-18 | 2017-09-30 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
RO | Type 9 - Asset management | 2015-09-18 | 2017-09-30 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2015-07-14 | 2017-07-31 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-08-08 | 2017-07-31 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-05-18 | 2014-01-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-30 | 2012-03-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2008-10-22 | 2012-03-01 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2008-10-22 | 2012-03-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-24 | 2008-10-22 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-05 | 2006-07-31 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-07-06 | 2005-09-02 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-18 | 2005-09-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Inessa Suk Wah Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.