E Wuen Tan
陳儀雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for E Wuen Tan (陳儀雯), CE reference ANY308. Currently licensed at 1 firm(s): Crosby Securities Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 4 — Advising on securities | 2022-05-16 | present |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-15 | 2022-05-16 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-05 | 2015-08-26 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-19 | 2012-12-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-06 | 2010-01-08 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-17 | 2009-12-19 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-20 | 2008-04-14 |