Jian Zhang
張堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian Zhang (張堅), a licensed former licensee with CE reference AJN917. This person has 13.3 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sigma Management Limited 思格有限公司 |
RO | Type 4 - Advising on securities | 2020-07-16 | 2022-09-26 |
| Sigma Management Limited 思格有限公司 |
RO | Type 9 - Asset management | 2020-07-16 | 2022-09-26 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-10-03 | 2016-05-04 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 - Advising on securities | 2011-11-11 | 2012-09-03 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-27 | 2016-05-04 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-27 | 2011-11-11 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 4 - Advising on securities | 2011-02-08 | 2011-08-24 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 4 - Advising on securities | 2011-02-08 | 2011-08-24 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-13 | 2011-02-08 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-13 | 2011-02-08 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-06-30 | 2010-11-16 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-25 | 2010-06-30 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 4 - Advising on securities | 2009-12-30 | 2010-06-06 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 4 - Advising on securities | 2009-12-30 | 2010-06-06 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-23 | 2009-12-30 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-05 | 2009-12-30 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-26 | 2007-09-01 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2005-11-09 | 2007-03-12 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2004-10-14 | 2005-05-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-31 | 2005-05-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-05-31 | 2005-05-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jian Zhang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.