Ying Lun Lo
勞應麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Lun Lo (勞應麟), a licensed former licensee with CE reference AAF498. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-03 | 2023-07-22 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-05-03 | 2023-07-22 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-05-10 | 2021-04-30 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-25 | 2021-04-30 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-21 | 2005-01-05 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-17 | 2005-01-05 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-17 | 2005-01-05 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | present | 2003-11-12 |
| KuCoin HK Limited | Rep | Type 4 — Advising on securities | present | 2003-11-06 |
| KuCoin HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-11-06 |
| KuCoin HK Limited | Rep | Type 9 — Asset management | present | 2003-11-06 |