Simon Kiu Dick Kan
簡僑迪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Kiu Dick Kan (簡僑迪), a licensed former licensee with CE reference ATM045. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-05-03 | 2013-02-28 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-10 | 2013-04-26 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-10 | 2011-09-30 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-31 | 2009-08-03 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-31 | 2009-08-03 |