Stockwell Securities Limited

常匯證券有限公司
CE No. BSM120 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stockwell Securities Limited (常匯證券有限公司), a Hong Kong-based licensed corporation with CE reference BSM120. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts. Current licensed staff on file: 26 (total recorded over time: 104). Earliest licence on file: 2022-07-01.

Category:
Sell side · Brokerage
Registered address:
406-410 Tower 2, Silvercord, 30 Canton Road, Tsim Sha Tsui
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2022-07-01 present
Type 2 - Dealing in futures contracts 2022-07-01 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (104)

Active on date
Name Activities First licensed To
Arnold Cheong Yip Chan 陳昌業 RO 1, 2 Rep 1 2012-03 Present
Chi Wing Cheung 張志榮 RO 1, 2 Rep 1, 4, 6, 7, 9 Pre-2003 Present
Oi Ling Tse 謝愛玲 RO 1, 2 Rep 1, 4, 6, 7, 9 Pre-2003 Present
Kin Wai Yung 容健偉 RO 1, 2 Rep 1 2013-05 Present
Kon Chiu Chau 周幹弨 Rep 1 2013-06 Present
Wai Man Cheng 鄭偉文 Rep 1, 4, 6, 7, 9 Pre-2003 Present
Siu Wai Choy 蔡小惠 Rep 1, 4, 6, 7, 9 Pre-2003 Present
Sung Hei Chu 朱崇希 Rep 1, 4, 6, 7, 9 Pre-2003 Present
Nelson Junior Chua 蔡基鴻 Rep 1 2011-01 Present
Wai Kei Kay 暨瑋琦 Rep 1 2013-06 Present
Houseman Pak Fai Ko 高百輝 Rep 1, 2 2017-11 Present
Kwok Man Lau 劉國文 Rep 2 2022-07 Present
Hong Wa Law 羅康華 Rep 1, 2 2013-12 Present
Chung Ho Lee 李仲豪 Rep 1 2009-02 Present
May Chu Lee 李美珠 Rep 1, 4, 6, 7, 9 Pre-2003 Present
Kwok Wing Leung 梁國榮 Rep 1 2005-05 Present
Hou Chun Mak 麥巧珍 Rep 1, 4, 6, 7, 9 Pre-2003 Present
Chun Kin Ngai 倪俊健 Rep 1 2013-03 Present
Frankie Tak Shun Shiu 邵德順 Rep 1 2014-10 Present
Sammy Wing Kwun Tang 鄧永坤 Rep 1 2007-03 Present
Chun Ping Tsui 徐俊平 Rep 1, 4, 6, 7, 9 Pre-2003 Present
Kwan Kau Wong 黃軍喬 Rep 1 2006-03 Present
Wai Wan Wong 黃惠芸 Rep 1, 4, 6, 7, 9 Pre-2003 Present
Wing Sang Wong 王永生 Rep 1, 4, 6, 7, 9 Pre-2003 Present
Yuen Moon Yu 余源滿 Rep 1 2007-09 Present
Tsz Ming Yung 容子明 Rep 1, 2 2013-12 Present
Thomas Lung Hang Cheng 鄭龍恆 Rep 1 2006-03 2026-04
Tony Su Long Choi 蔡兆龍 Rep 1 2007-09 2026-04
Siu Yuen Chan 陳小元 Rep 1, 2, 4, 6, 7, 9 Pre-2003 2026-03
Nick Wing Cheong Lai 黎永昌 Rep 1, 4, 6, 7, 9 Pre-2003 2026-03
Mei Wan Siu 蕭美雲 RO 1, 2 Rep 1, 2 2003-12 2026-03
Man Ching Yip 葉敏清 Rep 1 2008-10 2026-03
Johnnie Tin Woo Choy 蔡天護 RO 1, 2, 4, 6, 7, 9 Pre-2003 2024-08
Yiu Lam Cheung 張耀林 Rep 1, 4, 6, 7, 9 Pre-2003 2023-04
Ming Yeung Lai 賴名揚 Rep 1 2013-06 2023-04
Kwok On Luk 陸國安 Rep 1, 4, 6, 7, 9 Pre-2003 2023-03
Kwok Hong Luk 陸國康 Rep 1, 4, 6, 7, 9 Pre-2003 2023-03
Hau Yee Chu 朱孝儀 Rep 1 2013-03 2022-09
Chi Kwan Ko 高志鈞 Rep 1, 2, 4, 6, 7, 9 Pre-2003 2022-09
Chi Hang Chan 陳致衡 Rep 1, 2 2019-12 2022-08
Kai Ming Kwan 關繼明 Rep 1 2010-02 2022-08
Wai Hung Wun 温偉雄 Rep 1 2013-01 2022-04
Gordon Chi Cheung Tsang 曾志祥 Rep 1 2011-09 2021-03
Man Na Chan 陳文娜 RO 1 Rep 1 2013-03 2020-08
Hok Sau Wu 胡學修 Rep 1 2018-09 2020-04
Sau Kwan Kung 龔秀筠 Rep 1 2015-06 2020-04
Sik Hong Leung 梁錫康 Rep 1 2014-06 2019-04
Ka Leung Fung 馮家亮 Rep 1 2012-03 2018-10
Ho Ming Chiu 趙皓明 Rep 1 2018-09 2018-10
Chi Cheong Cheng 鄭志昌 RO 1 Rep 1 2007-10 2018-07
Suet Yi Wong 黃雪儀 Rep 1 2008-01 2017-09
Yuk Fu Chan 陳育夫 Rep 1 2013-11 2017-09
Diana Pui Kwan Ho 何佩君 Rep 1 2013-06 2017-09
Wai Yip Leung 梁偉業 Rep 1 2009-07 2017-09
King Wai Liu 劉勁威 Rep 1 2010-09 2017-09
Yin Ping Lo 勞燕萍 Rep 1 2013-10 2017-09
Tsan On Mok 莫燦安 Rep 1 2008-04 2017-09
Sze Lok Cheuk 卓斯樂 Rep 1 2007-09 2017-08
Kwan Kin Kam 甘堃健 Rep 1 2013-09 2017-05
Chun Yin Ngai 倪俊賢 Rep 1 2016-09 2016-11
Nicholas Chun Keung Choi 蔡振強 Rep 1 2013-09 2016-08
Lai Kwan Tse 謝麗群 Rep 1, 4, 6, 7, 9 Pre-2003 2016-06
Ko Cheung Chan 陳高璋 Rep 1 2010-10 2016-06
Siu Ching Chan 陳少清 Rep 1 2013-06 2016-04
Timothy Chi Kong Tsang 曾志剛 Rep 1 2013-06 2016-04
Wai Yin Choi 蔡偉賢 Rep 1 2011-12 2016-04
Hon Hing Sin 冼漢興 Rep 1 2014-07 2015-11
Kai Chi Yip 葉啟志 Rep 1 2011-06 2015-09
Alan Shek Lun Tse 謝錫倫 Rep 1 2010-10 2015-08
Axel Syng Lee 李陞 Rep 1 2012-02 2015-08
Chi Pong Cheng 鄭志邦 Rep 1 2014-01 2015-05
Michael Tsz Wai Lai 黎子偉 Rep 1 2014-01 2015-05
Kam Pong Lau 劉錦邦 Rep 1 2014-03 2015-03
Kai Yan Ng 吳啟仁 Rep 1 2013-03 2014-07
Jimmy Chi Ming So 蘇志明 Rep 1 2010-02 2014-06
Chun Man Yip 葉振文 Rep 1 2008-12 2014-06
Ping Wai Wong 黃萍惠 Rep 1 2012-03 2014-02
Scott Ho Yin Leung 梁浩然 Rep 1 2011-06 2013-12
Siu Kwan Lam 林少君 Rep 1 2010-12 2012-04
Billy Kin Yu Leung 梁建宇 Rep 1 2008-04 2012-04
Hay Ming Lai 黎熙明 Rep 1 2008-04 2011-11
Kwai Chiu Wong 王貴釗 Rep 1 2008-05 2010-10
Koon Wai Lee 李冠偉 Rep 1, 4, 6, 7, 9 Pre-2003 2010-06
Ching Hong Chan 陳正康 Rep 1 2007-03 2009-07
Man Ho 何文 Rep 1, 4, 6, 7, 9 Pre-2003 2009-07
Kim Fung Yip 葉劍峰 Rep 1 2008-01 2009-04
Josephine Lai Chun Tong 唐麗椿 Rep 1 2009-02 2009-04
Roger Wai Ming Chung 鍾偉明 Rep 1 2007-10 2009-02
Hung Kay Kwan 關鴻基 Rep 1 2007-12 2008-09
Kwok Leung Pang 彭國樑 Rep 1 2006-05 2008-01
Linda Yu 余蓮達 Rep 1 2007-07 2007-10
Haiguo Lin 林海國 Rep 1 2005-09 2007-05
Benny Kin Leung Wong 黃建良 Rep 1, 4, 6, 7, 9 Pre-2003 2007-01
Wing Kin Li 李永健 Rep 1, 4, 6, 7, 9 Pre-2003 2006-03
Pik Ying Suen 孫碧英 Rep 1, 4, 6, 7, 9 Pre-2003 2006-03
Kin Cheong Wong 黃健昌 Rep 1, 4, 6, 7, 9 Pre-2003 2006-02
Raymond Kwan Ho Tse 謝君豪 Rep 1 2005-05 2005-09
Hin Yeung Ng 伍顯揚 Rep 1, 4, 6, 7, 9 Pre-2003 2005-08
Shing Yip Ng 伍成業 Rep 1, 4, 6, 7, 9 Pre-2003 2005-07
Hung Kan Ng 吳鴻根 Rep 1, 4, 6, 7, 9 Pre-2003 2005-05
Showing 1–100 of 104

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1643 staff - 2 shared activity types - 中國國際金融香港證券有限公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 541 staff - 2 shared activity types - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 462 staff - 2 shared activity types - 花旗環球金融亞洲有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 425 staff - 2 shared activity types - 招商證券(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 408 staff - 2 shared activity types - 宏利投資管理(香港)有限公司

Guotai Junan Securities (Hong Kong) Limited

CE ABY236 - 382 staff - 2 shared activity types - 國泰君安證券(香港)有限公司

Morgan Stanley Hong Kong Securities Limited

CE AAD401 - 379 staff - 2 shared activity types

Related