Jimmy Chi Ming So
蘇志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Chi Ming So (蘇志明), a licensed former licensee with CE reference AAB915. This person has 21.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Plouton Asset Management Limited 弘富資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-05-07 | 2026-01-13 |
| Plouton Asset Management Limited 弘富資產管理有限公司 |
RO | Type 9 - Asset management | 2023-05-11 | 2024-05-07 |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 1 - Dealing in securities | 2015-10-02 | 2026-01-13 |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 4 - Advising on securities | 2015-10-02 | 2026-01-13 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-24 | 2015-09-30 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-19 | 2014-06-13 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-11-26 | 2009-11-26 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-11-26 | 2009-11-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jimmy Chi Ming So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.