Johnnie Tin Woo Choy
蔡天護
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnnie Tin Woo Choy (蔡天護), a licensed former licensee with CE reference AAD316. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-01 | 2024-08-22 |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-07-01 | 2024-08-22 |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2022-06-30 |
| Stockwell Online (Securities) Limited 常匯科網(證券)有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-03-30 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2022-06-30 |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-25 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-02-22 |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-25 |
| Stockwell Online (Securities) Limited 常匯科網(證券)有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
RO | Type 9 — Asset management | present | 2005-02-22 |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-25 |