Raymond Kwan Ho Tse

謝君豪
CE No. ALY230 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Kwan Ho Tse (謝君豪), a licensed former licensee with CE reference ALY230. This person has 15.6 years of SFC licence history. Total licence records on file: 5.

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Licence history

FirmRoleRegulated activityFromTo
Fulbright Securities Limited
富昌證券有限公司
Rep Type 1 - Dealing in securities 2013-02-25 2021-01-21
CVP Securities Limited
星火證券有限公司
Rep Type 1 - Dealing in securities 2010-05-07 2013-02-08
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 1 - Dealing in securities 2006-06-01 2010-04-28
Tung Shing Securities (Brokers) Limited
東盛證券(經紀)有限公司
Rep Type 1 - Dealing in securities 2005-09-16 2006-05-26
Stockwell Securities Limited
常匯證券有限公司
Rep Type 1 - Dealing in securities 2005-05-19 2005-09-08

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Kwan Ho Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Hau Yee Chu Yuanta Asia Investment (Hong Kong) Limited 2006–2010
Kon Chiu Chau Yuanta Asia Investment (Hong Kong) Limited 2006–2010
Chun Kin Ngai Yuanta Asia Investment (Hong Kong) Limited 2007–2010
Shu Yan Tang Yuanta Asia Investment (Hong Kong) Limited 2006–2010
Ming Yeung Lai Yuanta Asia Investment (Hong Kong) Limited 2006–2010
Siu Ching Chan CVP Securities Limited 2010–2013
Man Na Chan CVP Securities Limited 2010–2013
Kathie Wai Kan Leung CVP Securities Limited 2010–2013
Hey Pak Leung Yuanta Asia Investment (Hong Kong) Limited 2007–2010
Chun Ho Wong Yuanta Asia Investment (Hong Kong) Limited 2006–2010
Pik Ying Suen Yuanta Asia Investment (Hong Kong) Limited 2006–2010
Timothy Chi Kong Tsang CVP Securities Limited 2010–2013
Shun Tak Wong Yuanta Asia Investment (Hong Kong) Limited 2006–2010
Stanley Wing Wo Tang Yuanta Asia Investment (Hong Kong) Limited 2006–2010
Chi Chung Wong Yuanta Asia Investment (Hong Kong) Limited 2006–2010
Ricky Kam Shui Chan Yuanta Asia Investment (Hong Kong) Limited 2006–2010
Raymond Wai Ming Chau CVP Securities Limited 2010–2013
Hon Chung Wong CVP Securities Limited 2010–2013
Norman Shun Ho Yu CVP Securities Limited 2010–2013
Chun Bong Ho CVP Securities Limited 2010–2013
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