Pik Ying Suen
孫碧英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pik Ying Suen (孫碧英), a licensed Representative with CE reference AGJ642. Currently licensed at 1 firm(s): China Galaxy International Securities (Hong Kong) Co., Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-08 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-19 | 2015-10-31 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-09 | 2013-04-26 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-03-02 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-07 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-07 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-07 |