Kwok Leung Pang
彭國樑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Leung Pang (彭國樑), a licensed former licensee with CE reference AAZ856. This person has 4.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-09 | 2008-01-11 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-07-10 | 2006-05-01 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-05-01 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-09 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Leung Pang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.