Hung Kay Kwan

關鴻基
CE No. AEM229 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Kay Kwan (關鴻基), a licensed Responsible Officer with CE reference AEM229. Currently licensed at 1 firm(s): Full Win Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.2 years of SFC licence history. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
Full Win Securities Limited
富盛證券有限公司
RO Type 1 - Dealing in securities 2025-12-17 present
Full Win Securities Limited
富盛證券有限公司
Rep Type 1 - Dealing in securities 2025-12-12 2025-12-17
Supreme China Securities Limited
智華證券有限公司
RO Type 1 - Dealing in securities 2016-06-29 2025-09-19
Supreme China Securities Limited
智華證券有限公司
Rep Type 1 - Dealing in securities 2016-06-10 2016-06-29
Glory Sun Securities Limited
寶新證券有限公司
Rep Type 2 - Dealing in futures contracts 2014-04-29 2016-06-01
Glory Sun Securities Limited
寶新證券有限公司
Rep Type 9 - Asset management 2014-04-29 2016-06-01
Glory Sun Securities Limited
寶新證券有限公司
Rep Type 1 - Dealing in securities 2011-04-28 2016-06-01
Ewarton Securities Limited
穎翔證券有限公司
Rep Type 1 - Dealing in securities 2008-09-16 2011-04-15
Stockwell Securities Limited
常滙證券有限公司
Rep Type 1 - Dealing in securities 2007-12-10 2008-09-11
Ewarton Securities Limited
穎翔證券有限公司
Rep Type 1 - Dealing in securities 2005-10-07 2007-10-31
OnePlatform Securities Limited
環一證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2005-09-15
OnePlatform Securities Limited
環一證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-09-22
OnePlatform Securities Limited
環一證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-09-22
OnePlatform Securities Limited
環一證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-09-22

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