Haiguo Lin

林海國
CE No. AEY966 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haiguo Lin (林海國), a licensed former licensee with CE reference AEY966. This person has 16.8 years of SFC licence history. Total licence records on file: 7.

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Licence history

FirmRoleRegulated activityFromTo
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 1 - Dealing in securities 2007-05-15 2020-07-07
Stockwell Securities Limited
常匯證券有限公司
Rep Type 1 - Dealing in securities 2007-01-22 2007-05-02
Stockwell Securities Limited
常匯證券有限公司
Rep Type 1 - Dealing in securities 2005-09-20 2006-08-28
Oriental Patron Securities Limited
東英亞洲證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2005-09-20
Oriental Patron Securities Limited
東英亞洲證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-05-24
Oriental Patron Securities Limited
東英亞洲證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-05-24
Oriental Patron Securities Limited
東英亞洲證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-05-24

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Haiguo Lin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kwok Yee Chu Oriental Patron Securities Limited 2003–2005
Chuen Sek Wong Oriental Patron Securities Limited 2003–2005
Rabo Chin Sing Leung Oriental Patron Securities Limited 2003–2005
Jeffrey Lap Tak Chan Oriental Patron Securities Limited 2003–2005
Iris Siu Mei Cheung Oriental Patron Securities Limited 2003–2005
Kwok Fun Kwun Oriental Patron Securities Limited 2003–2005
Raymond Wai Man Ng Oriental Patron Securities Limited 2003–2005
Anthony Kam Kong Lo Oriental Patron Securities Limited 2003–2005
Kwok Wing Leung Stockwell Securities Limited 2005–2007
Kwan Kau Wong Stockwell Securities Limited 2006–2007
Thomas Lung Hang Cheng Stockwell Securities Limited 2006–2007
Mei Wan Siu Stockwell Securities Limited 2005–2007
Kwok Leung Pang Stockwell Securities Limited 2006–2007
Yat Suen Wong Oriental Patron Securities Limited 2003–2004
Wai Man Cheng Stockwell Securities Limited 2005–2007
Siu Wai Choy Stockwell Securities Limited 2005–2007
Sung Hei Chu Stockwell Securities Limited 2005–2007
Nick Wing Cheong Lai Stockwell Securities Limited 2005–2007
May Chu Lee Stockwell Securities Limited 2005–2007
Hou Chun Mak Stockwell Securities Limited 2005–2007
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