Chi Kwan Ko
高志鈞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kwan Ko (高志鈞), a licensed former licensee with CE reference AHR140. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-01 | 2022-09-13 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-07-01 | 2022-09-13 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-04-12 | 2022-06-30 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-26 | 2022-06-30 |
| Original Group Securities Limited 原創集團證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-10 | 2019-03-01 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-02-18 | 2017-03-31 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-10 | 2017-03-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-19 | 2008-01-02 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-04-13 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-13 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-13 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-13 |