Alan Shek Lun Tse
謝錫倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Shek Lun Tse (謝錫倫), a licensed former licensee with CE reference AFS797. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-15 | 2025-08-14 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-09 | 2022-11-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2022-07-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-15 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-15 | 2022-07-29 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-15 | 2015-08-27 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-15 | 2015-08-27 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-05 | 2009-11-23 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-14 | 2009-05-25 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-10-31 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-09 |