Open Asset Management Limited

開盤資産管理有限公司

CE No. AAU795 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Open Asset Management Limited (開盤資産管理有限公司), a Hong Kong-based licensed corporation with CE reference AAU795. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 6 (total recorded over time: 59). Earliest licence on file: 2011-03-08.
Category:: Buyside · Asset management
Registered address:: Room 3208-09, 32/F, Tower 6, The Gateway, 9 Canton Road, Tsim Sha Tsui, Kowloon
Website:
LinkedIn:

Licence history

Activity	From	To
Type 4 - Advising on securities	Pre-2003	present
Type 9 - Asset management	2011-03-08	present

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (59)

Active on date RO only

Name	Activities	First licensed	To
Penny Tik Ho Cheung 張迪豪	RO 4, 9	2025-05	Present
Chunyu Li 李春雨	RO 4, 9 Rep 9	2022-11	Present
Meng Gao 高萌	Rep 4, 9	2023-06	Present
Wesley Chun Yin Lee 李俊賢	Rep 4, 9	2025-04	Present
Huakai Yan 嚴華凱	Rep 4, 9	2025-11	Present
Wenrui Zhang 張文瑞	Rep 4, 9	2026-01	Present
Weiyi Zhu 朱唯一	Rep 4, 9	2025-12	2026-06
Ting Cheong Ng 吳定昌	Rep 4, 9	2025-12	2026-02
Tsz Kin Yeung 楊子健	RO 4, 9 Rep 9	2024-01	2025-10
Shunfei Xu 徐顺斐	Rep 4, 9	2024-02	2025-10
Weiguo Fu 傅伟国	RO 4, 9 Rep 4, 9	2024-01	2025-05
Jianjun Dou 竇建軍	RO 4, 9 Rep 4, 9	2022-10	2025-04
Li Xing 邢莉	RO 4, 9	2023-08	2024-01
Kim Man Li 李劍文	RO 4, 9 Rep 4, 9	2021-11	2023-10
Ka Sing Ngan 顏嘉昇	RO 4, 9	2021-01	2023-08
Chi Kai Ivan Lo 羅志佳	Rep 4, 9	2021-09	2022-10
Kin So 蘇健	RO 4, 9 Rep 4, 9	2020-07	2021-10
Wenting Ma 馬文婷	Rep 4, 9	2020-09	2021-04
Hao Xiong 熊浩	RO 4, 9 Rep 4, 9	2020-10	2021-03
Tsao Lung Lai 賴朝隆	RO 4, 9 Rep 9	2013-01	2020-08
Jung-Hsuan Hsu 徐榕軒	Rep 9	2017-09	2020-07
Tit Shan Pun 潘鐵珊	RO 4, 9	2018-03	2020-07
Chi Hsin Lam 林志興	Rep 4, 9	2018-09	2020-04
Chi Man Tsui 徐志文	RO 4	2003-11	2018-12
Yik Ting Lau 劉奕霆	Rep 9	2017-07	2018-10
Hung Tai Cheng 鄭宏泰	RO 4, 9	2017-04	2018-03
Vincent Wai Sun Cheng 鄭尉燊	Rep 4, 9	2016-05	2017-07
Jenny Wai Ming Wong 黃慧明	Rep 4, 9	2016-08	2017-03
Tzu Kuan Wu 吳姿觀	RO 4, 9 Rep 4, 9	2012-02	2017-01
Wing On Wong 王永安	Rep 4, 9	2015-04	2015-12
Kim Kwong Ho 何劍剛	RO 9 Rep 4, 9	2014-05	2015-09
Chuangli He 何闖立	Rep 9	2014-09	2015-03
Hung Tung Chin 金宏東	Rep 9	2014-01	2014-06
Shao Hsuan Huang 黃劭萱	RO 9 Rep 4, 9	2012-10	2014-05
Chung-Liang Wei 韋忠良	RO 4	2012-06	2014-04
Hung Chieh Ou 歐宏杰	Rep 4, 9	2011-10	2014-03
Yat Sun Chen 陳一新	RO 4, 9 Rep 9	2013-01	2014-03
Ki Yin Chan 陳其延	Rep 9	2013-06	2014-01
Yu-Ching Tsai 蔡幼青	Rep 9	2013-07	2013-08
Giggs Law 羅憲淳	Rep 9	2012-01	2013-07
Hao Wei Lin 林豪威	RO 4, 9 Rep 4, 9	2011-07	2013-05
Raymond Teh Sen Wu 吳德生	Rep 9	2011-08	2012-12
Yung-Ping Shih 石永平	RO 4, 9 Rep 4, 9	2012-06	2012-12
Yinyi Chen 陳引怡	Rep 4, 9	2011-08	2012-10
Meng Yu Jao 饒孟友	RO 4, 9	2011-12	2012-06
Chia Tien Tan 譚家典	RO 4, 9	2009-08	2012-03
Jia Mi 米佳	RO 9	2011-03	2012-03
Leping Wang 王樂平	RO 4, 9	2011-03	2012-02
I-Chu Chuang 莊易築	RO 4 Rep 4	2007-11	2009-10
Shih-Wei Chiang 江仕偉	RO 4 Rep 4	2009-03	2009-08
Hsiang-Wen Liu 劉湘雯	RO 4	2008-04	2008-10
Kap Tsoi 蔡革	RO 4	2006-01	2007-09
Kwan Chung Tang 鄧君仲	RO 4 Rep 4	2004-02	2007-07
Man Tat Leung 梁文達	RO 4	2003-12	2005-12
Cheng Chi Chang 張震極	Rep 4	2004-02	2005-10
Siu Hung Tai 戴少雄	Rep 4	2005-05	2005-09
Wen-Chi Tu 凃文棋	Rep 4	2004-02	2004-07
Tom Wan 尹棠	RO 4	2003-10	2004-02
Hok Kam Wong 汪學金	RO 4	Pre-2003	2003-08