Hok Kam Wong
汪學金
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Kam Wong (汪學金), CE reference AAK734. Currently licensed at 2 firm(s): Emperor Securities Limited, Emperor Futures Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-02-25 | present |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-01-13 | present |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 — Advising on securities | 2004-05-17 | 2026-02-25 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-01-13 | 2026-02-25 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-29 | 2004-01-13 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 4 — Advising on securities | 2003-08-29 | 2004-05-17 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-08-22 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 4 — Advising on securities | present | 2003-08-22 |