Chia Tien Tan
譚家典
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chia Tien Tan (譚家典), a licensed former licensee with CE reference AHG708. This person has 8.5 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 9 - Asset management | 2011-03-08 | 2012-03-28 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 - Dealing in securities | 2009-08-28 | 2012-03-21 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 4 - Advising on securities | 2009-08-28 | 2012-03-28 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 4 - Advising on securities | 2009-08-28 | 2012-03-21 |
| KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-09-11 | 2009-03-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-23 | 2009-03-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-03 | 2009-03-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-08-03 | 2005-02-17 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-08-03 | 2009-03-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 9 - Asset management | 2004-08-03 | 2005-02-17 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-02 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-02 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-02 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chia Tien Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.