Hsiang-Wen Liu
劉湘雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsiang-Wen Liu (劉湘雯), a licensed former licensee with CE reference AHG443. This person has 8.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YRD Asset Management Limited | Rep | Type 1 - Dealing in securities | 2020-05-18 | 2021-07-01 |
| YRD Asset Management Limited | Rep | Type 4 - Advising on securities | 2020-05-18 | 2021-07-01 |
| YRD Asset Management Limited | Rep | Type 9 - Asset management | 2020-05-18 | 2021-07-01 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-11-24 | 2012-06-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-11 | 2012-06-01 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 4 - Advising on securities | 2008-04-01 | 2008-10-22 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 4 - Advising on securities | 2008-04-01 | 2008-10-22 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 - Dealing in securities | 2006-09-29 | 2008-10-22 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-09-29 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-07 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-07 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hsiang-Wen Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.