Raymond Teh Sen Wu
吳德生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Teh Sen Wu (吳德生), a licensed former licensee with CE reference AOL264. This person has 16.6 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-09-07 | 2024-05-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-03-12 | 2024-05-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-03-12 | 2024-05-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-10 | 2013-03-12 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-10 | 2013-03-12 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-01-10 | 2024-05-31 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 9 - Asset management | 2011-08-29 | 2012-12-31 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-18 | 2012-12-31 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-18 | 2012-12-31 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-08-09 | 2011-07-15 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-06-29 | 2011-07-15 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-17 | 2010-06-29 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-17 | 2010-08-09 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-05-14 | 2010-06-11 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-10 | 2010-06-11 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-09 | 2009-01-31 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 4 - Advising on securities | 2007-06-28 | 2008-01-10 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 - Dealing in securities | 2007-03-20 | 2008-01-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Teh Sen Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.