Shih-Wei Chiang
江仕偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shih-Wei Chiang (江仕偉), a licensed former licensee with CE reference AKS603. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-06 | 2009-08-12 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-06 | 2009-08-12 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-06 | 2009-08-12 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 4 — Advising on securities | 2009-03-02 | 2009-07-06 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-06-16 | 2009-07-06 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 4 — Advising on securities | 2008-06-16 | 2009-07-06 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-07-02 | 2005-11-15 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-07-02 | 2005-11-15 |