Benno Klingenberg-Timm
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benno Klingenberg-Timm, CE reference BGD845. Currently licensed at 1 firm(s): Capital International, Inc.. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital International, Inc. |
Rep | Type 1 — Dealing in securities | 2023-11-15 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-09-13 | 2023-08-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-09-13 | 2023-08-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-02-13 | 2017-02-15 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-02-13 | 2017-02-15 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-01-12 | 2017-01-17 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-01-12 | 2017-01-17 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-09-08 | 2015-09-09 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-09-08 | 2015-09-09 |