Toby Yuen Ching Chan
陳婉貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Toby Yuen Ching Chan (陳婉貞), CE reference AMH725. Currently licensed at 1 firm(s): Capital International, Inc.. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital International, Inc. |
RO | Type 4 — Advising on securities | 2024-10-29 | present |
| Capital International, Inc. |
RO | Type 1 — Dealing in securities | 2022-05-30 | present |
| Capital International, Inc. |
Rep | Type 1 — Dealing in securities | 2021-10-11 | 2022-05-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-12-03 | 2013-03-08 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-12-03 | 2013-03-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-11-19 | 2013-03-08 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-11-19 | 2013-03-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-11-19 | 2013-03-08 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-11-19 | 2013-03-08 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-28 | 2007-09-27 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-12-28 | 2007-09-27 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-28 | 2006-11-23 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-07-28 | 2006-11-23 |