Toby Yuen Ching Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Toby Yuen Ching Chan (陳婉貞), a licensed Responsible Officer with CE reference AMH725. Currently licensed at 1 firm(s): Capital International, Inc.. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 12.2 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital International, Inc. | RO | Type 4 - Advising on securities | 2024-10-29 | present |
| Capital International, Inc. | RO | Type 1 - Dealing in securities | 2022-05-30 | present |
| Capital International, Inc. | Rep | Type 1 - Dealing in securities | 2021-10-11 | 2022-05-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-12-03 | 2013-03-08 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-12-03 | 2013-03-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-11-19 | 2013-03-08 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-11-19 | 2013-03-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2007-11-19 | 2013-03-08 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2007-11-19 | 2013-03-08 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-28 | 2007-09-27 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-12-28 | 2007-09-27 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-28 | 2006-11-23 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2005-07-28 | 2006-11-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Toby Yuen Ching Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.