Siu Leung Lam
林兆良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Leung Lam (林兆良), a licensed Representative with CE reference ADI451. Currently licensed at 1 firm(s): Corporate Brokers Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-13 | present |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2014-10-06 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-16 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-16 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Leung Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.