Albert Ming Hing Lam
林明興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Albert Ming Hing Lam (林明興), CE reference AAY364. Currently licensed at 1 firm(s): Corporate Brokers Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-02 | present |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-30 | 2023-04-28 |
| SPS Investment Services Limited 新寶城投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-02 |
| SPS Securities Limited 新寶城證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2011-06-30 |
| SPS Securities Limited 新寶城證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-12-28 |
| SPS Securities Limited 新寶城證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-12-28 |
| SPS Securities Limited 新寶城證券有限公司 |
RO | Type 9 — Asset management | present | 2004-12-28 |