Fung Ling Lam
林鋒凌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fung Ling Lam (林鋒凌), CE reference AUC354. Currently licensed at 1 firm(s): Capital International, Inc.. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital International, Inc. |
Rep | Type 1 — Dealing in securities | 2022-05-12 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2020-10-19 | 2022-03-25 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2020-10-19 | 2022-03-25 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-07-10 | 2022-03-25 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-07-10 | 2022-03-25 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-07-10 | 2022-03-25 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 4 — Advising on securities | 2014-07-10 | 2020-01-20 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-07-10 | 2022-03-25 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 — Asset management | 2014-07-10 | 2022-03-25 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-16 | 2013-09-30 |