Joan Nei Chuen Tung
童妮鑽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joan Nei Chuen Tung (童妮鑽), CE reference AAB275. Currently licensed at 2 firm(s): Corporate Brokers Limited, Corporate Commodities Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-03 | present |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-07-03 | present |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2023-06-30 |
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2023-06-30 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-23 |
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-12-23 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-23 |
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-23 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-23 |