William Norhan Yu
庾諾行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Norhan Yu (庾諾行), CE reference BOU470. Currently licensed at 1 firm(s): Capital International, Inc.. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital International, Inc. |
Rep | Type 1 — Dealing in securities | 2024-12-09 | present |
| Capital International, Inc. |
Rep | Type 4 — Advising on securities | 2024-12-09 | present |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-22 | 2020-11-20 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-24 | 2020-11-20 |