Jeremy James Warren Cunningham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeremy James Warren Cunningham, CE reference AQS229. Currently licensed at 1 firm(s): Capital International, Inc.. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital International, Inc. |
Rep | Type 1 — Dealing in securities | 2017-08-21 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-11-26 | 2011-08-09 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-06-15 | 2009-06-17 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-11-18 | 2008-11-21 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-03-28 | 2008-04-03 |