Chien-Hua Chen
陳建華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chien-Hua Chen (陳建華), CE reference ARJ090. Currently licensed at 1 firm(s): Blue Box Securities Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blue Box Securities Limited |
RO | Type 1 — Dealing in securities | 2024-09-10 | present |
| Blue Box Securities Limited |
RO | Type 4 — Advising on securities | 2023-11-29 | present |
| Blue Box Securities Limited |
RO | Type 9 — Asset management | 2023-11-29 | present |
| Substance Asset Management Limited 元實資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-04-19 | 2022-04-30 |
| Substance Asset Management Limited 元實資產管理有限公司 |
RO | Type 9 — Asset management | 2022-04-19 | 2022-04-30 |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-23 | 2021-07-07 |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 4 — Advising on securities | 2020-04-23 | 2022-04-30 |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 9 — Asset management | 2020-04-23 | 2022-04-30 |
| Substance Capital (HK) Limited 元實資本有限公司 |
Rep | Type 9 — Asset management | 2019-04-24 | 2020-04-23 |
| Substance Capital (HK) Limited 元實資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-02 | 2020-04-23 |
| Substance Capital (HK) Limited 元實資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-02 | 2020-04-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-10 | 2018-11-26 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-10 | 2018-11-26 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-31 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-31 | 2008-09-29 |