Chien-Hua Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chien-Hua Chen (陳建華), a licensed Responsible Officer with CE reference ARJ090. Currently licensed at 1 firm(s): Blue Box Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.9 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blue Box Securities Limited |
RO | Type 1 - Dealing in securities | 2024-09-10 | present |
| Blue Box Securities Limited |
RO | Type 4 - Advising on securities | 2023-11-29 | present |
| Blue Box Securities Limited |
RO | Type 9 - Asset management | 2023-11-29 | present |
| Substance Asset Management Limited 元實資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-04-19 | 2022-04-30 |
| Substance Asset Management Limited 元實資產管理有限公司 |
RO | Type 9 - Asset management | 2022-04-19 | 2022-04-30 |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 1 - Dealing in securities | 2020-04-23 | 2021-07-07 |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 4 - Advising on securities | 2020-04-23 | 2022-04-30 |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 9 - Asset management | 2020-04-23 | 2022-04-30 |
| Substance Capital (HK) Limited 元實資本有限公司 |
Rep | Type 9 - Asset management | 2019-04-24 | 2020-04-23 |
| Substance Capital (HK) Limited 元實資本有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-02 | 2020-04-23 |
| Substance Capital (HK) Limited 元實資本有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-02 | 2020-04-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-10 | 2018-11-26 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-11-10 | 2018-11-26 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-31 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-31 | 2008-09-29 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Chien-Hua Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Cheng-Tang Matt Hsieh | Substance Capital (HK) Limited | 2019–2022 |
| Yi-Tsyr Lin | Substance Capital (HK) Limited | 2019–2022 |
| Daniel Pun | Substance Capital (HK) Limited | 2019–2022 |
| Pei Wei Wu | Substance Capital (HK) Limited | 2019–2022 |
| Yik Fong Wong | Substance Capital (HK) Limited | 2019–2022 |
| I Chen Lin | Substance Capital (HK) Limited | 2019–2022 |
| Chiu Sze Chan | Blue Box Securities Limited | 2024–present |
| Ka Chun Lau | Blue Box Securities Limited | 2025–present |
| Kung Hang Lo | Blue Box Securities Limited | 2023–2025 |
| Shih Chieh Lee | Blue Box Securities Limited | 2024–2025 |
| Lingling Xu | Blue Box Securities Limited | 2024–2025 |