Yan Liu
劉艷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Liu (劉艷), a licensed Responsible Officer with CE reference BAC176. Currently licensed at 1 firm(s): Booming Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Booming Asset Management Limited 博明資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-02-13 | present |
| Booming Asset Management Limited 博明資產管理有限公司 |
RO | Type 9 - Asset management | 2019-02-13 | present |
| Booming Asset Management Limited 博明資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-02-02 | 2025-06-20 |
| Vision Finance International Company Limited 睿智金融國際有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-23 | 2019-01-15 |
| Vision Finance International Company Limited 睿智金融國際有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-11-23 | 2019-01-15 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-03-09 | 2019-01-15 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
RO | Type 9 - Asset management | 2017-03-09 | 2019-01-15 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-02-15 | 2017-03-09 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-02-15 | 2017-03-09 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-12-01 | 2015-09-21 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 9 - Asset management | 2014-12-01 | 2015-09-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.