Chen Shen
沈忱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Shen (沈忱), CE reference BSJ308. Currently licensed at 1 firm(s): CITIC CLSA Capital Partners HK Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-09 | present |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-11-01 | present |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 9 — Asset management | 2024-11-01 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-17 | 2025-11-27 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-17 | 2024-11-01 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-05-17 | 2024-11-01 |