Ka Chun Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chun Lau (劉家駿), a licensed Responsible Officer with CE reference AMM078. Currently licensed at 1 firm(s): Blue Box Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.3 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blue Box Securities Limited |
RO | Type 1 - Dealing in securities | 2025-04-03 | present |
| Blue Box Securities Limited |
RO | Type 4 - Advising on securities | 2025-04-03 | present |
| Blue Box Securities Limited |
RO | Type 9 - Asset management | 2025-04-03 | present |
| Blue Box Securities Limited |
Rep | Type 1 - Dealing in securities | 2025-03-07 | 2025-04-03 |
| Blue Box Securities Limited |
Rep | Type 4 - Advising on securities | 2025-03-07 | 2025-04-03 |
| Blue Box Securities Limited |
Rep | Type 9 - Asset management | 2025-03-07 | 2025-04-03 |
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-01 | 2025-02-14 |
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-01 | 2025-02-14 |
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 9 - Asset management | 2023-03-01 | 2025-02-14 |
| Halcyon Securities Limited 鎧盛證劵有限公司 |
RO | Type 9 - Asset management | 2016-05-25 | 2023-03-01 |
| Halcyon Securities Limited 鎧盛證劵有限公司 |
RO | Type 4 - Advising on securities | 2013-12-05 | 2023-03-01 |
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-10-08 | 2025-02-14 |
| Halcyon Securities Limited 鎧盛證劵有限公司 |
RO | Type 1 - Dealing in securities | 2013-01-28 | 2023-03-01 |
| RaffAello Securities (HK) Limited | RO | Type 1 - Dealing in securities | 2011-11-10 | 2012-04-14 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-28 | 2011-05-19 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-28 | 2011-05-19 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-29 | 2010-12-30 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-12-21 | 2010-10-12 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-20 | 2010-10-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Chun Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.