Lai Chu Cheng
鄭麗珠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Chu Cheng (鄭麗珠), CE reference AFQ285. Currently licensed at 2 firm(s): Corporate Brokers Limited, Corporate Commodities Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-22 | present |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-22 | present |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-02-18 | 2014-09-13 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-09-13 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-09 |