Winfred Kin Tak Ho
何健德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winfred Kin Tak Ho (何健德), a licensed Responsible Officer with CE reference AAA547. Currently licensed at 1 firm(s): Carrier Stock Investment Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carrier Stock Investment Company Limited 嘉利證券投資有限公司 |
RO | Type 1 - Dealing in securities | present | present |
| Carrier Stock Investment Company Limited 嘉利證券投資有限公司 |
RO | Type 4 - Advising on securities | present | present |
| Carrier Stock Investment Company Limited 嘉利證券投資有限公司 |
RO | Type 6 - Advising on corporate finance | present | 2003-09-30 |
| Carrier Stock Investment Company Limited 嘉利證券投資有限公司 |
RO | Type 9 - Asset management | present | 2003-09-30 |