Devan Sze Wan Chau
鄒思韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Devan Sze Wan Chau (鄒思韻), CE reference AMH270. Currently licensed at 1 firm(s): BridgeWood Alternatives Limited. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BridgeWood Alternatives Limited |
Rep | Type 1 — Dealing in securities | 2024-09-19 | present |
| BridgeWood Alternatives Limited |
Rep | Type 4 — Advising on securities | 2024-09-19 | present |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2020-05-18 | 2022-07-08 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-03-22 | 2022-07-08 |
| AXA Investment Managers Chorus Limited | Rep | Type 9 — Asset management | 2017-04-12 | 2022-02-16 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-14 | 2022-07-08 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 1 — Dealing in securities | 2015-09-14 | 2017-08-11 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2015-09-14 | 2022-07-08 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 9 — Asset management | 2015-09-14 | 2017-08-11 |
| Hamon Asian Advisors Limited | Rep | Type 4 — Advising on securities | 2014-07-11 | 2015-07-31 |
| Hamon Asset Management Limited | Rep | Type 4 — Advising on securities | 2014-07-11 | 2015-07-31 |
| PFP Capital Limited | Rep | Type 4 — Advising on securities | 2014-07-11 | 2015-07-31 |
| Hamon Asian Advisors Limited | Rep | Type 9 — Asset management | 2014-07-11 | 2015-07-31 |
| Hamon Asset Management Limited | Rep | Type 9 — Asset management | 2014-07-11 | 2015-07-31 |
| PFP Capital Limited | Rep | Type 9 — Asset management | 2014-07-11 | 2015-07-31 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2007-01-08 | 2013-07-05 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-08 | 2012-07-31 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2007-01-08 | 2013-07-05 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 9 — Asset management | 2007-01-08 | 2013-06-07 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2006-08-31 | 2013-07-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-07-28 | 2006-08-12 |