Chad Matthew Francis Davies
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chad Matthew Francis Davies, a licensed Responsible Officer with CE reference BGV499. Currently licensed at 1 firm(s): BNY Mellon Investment Management Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 10.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2022-08-10 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-08-10 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2022-01-13 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-13 | 2022-08-10 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-01-13 | 2022-08-10 |
| Legal & General Investment Management Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-12-11 | 2021-12-29 |
| Legal & General Investment Management Asia Limited | Rep | Type 9 - Asset management | 2017-12-11 | 2021-12-29 |
| Legal & General Investment Management Asia Limited | Rep | Type 1 - Dealing in securities | 2017-08-15 | 2021-12-29 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-18 | 2017-07-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chad Matthew Francis Davies during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.