Xiaoni Shi
史曉妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoni Shi (史曉妮), a licensed Responsible Officer with CE reference AMJ724. Currently licensed at 1 firm(s): Advent International Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Advent International Hong Kong Limited 安宏企業管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2025-11-25 | present |
| Advent International Hong Kong Limited 安宏企業管理香港有限公司 |
RO | Type 4 — Advising on securities | 2025-11-25 | present |
| Apax Partners Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2019-10-16 | 2024-12-15 |
| Campbell Lutyens Asia Pacific Limited 思誠亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-28 | 2018-05-31 |
| Shining Capital Management Hong Kong Limited 尚心資本管理香港有限公司 |
Rep | Type 9 — Asset management | 2011-09-27 | 2013-07-30 |
| FLAG Squadron Asia Limited | Rep | Type 4 — Advising on securities | 2010-05-24 | 2011-04-15 |
| FLAG Squadron Asia Limited | Rep | Type 9 — Asset management | 2010-05-24 | 2011-04-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-08-22 | 2006-08-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-08-22 | 2006-08-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2005-08-22 | 2006-08-08 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-08-22 | 2006-08-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2005-08-22 | 2006-08-08 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2005-08-22 | 2006-08-08 |