Ka Man Chow
周家文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Man Chow (周家文), a licensed former licensee with CE reference AAY115. Total licence records on file: 67.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ambersail Capital Limited 駿虎資本有限公司 |
RO | Type 1 — Dealing in securities | 2025-08-19 | 2026-04-17 |
| Ambersail Capital Limited 駿虎資本有限公司 |
RO | Type 4 — Advising on securities | 2025-08-19 | 2026-04-17 |
| Ambersail Capital Limited 駿虎資本有限公司 |
RO | Type 9 — Asset management | 2025-08-19 | 2026-04-17 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-02-16 | 2025-06-30 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-03 | 2025-06-30 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 4 — Advising on securities | 2023-03-03 | 2025-06-30 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 9 — Asset management | 2023-03-03 | 2025-06-30 |
| Zhongpu International Futures Co., Limited 中浦國際期貨有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-07 | 2022-09-07 |
| Zhongpu International Futures Co., Limited 中浦國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-02-07 | 2022-09-07 |
| Zhongpu International Futures Co., Limited 中浦國際期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-07 | 2022-02-07 |
| Zhongpu International Futures Co., Limited 中浦國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-01-07 | 2022-02-07 |
| Yuen Meta (International) Securities Limited 元宇宙(國際)證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-16 | 2022-01-03 |
| Leo Asset Management Limited 麗奧資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-11-16 | 2022-01-03 |
| Leo Asset Management Limited 麗奧資產管理有限公司 |
RO | Type 9 — Asset management | 2021-11-16 | 2022-01-03 |
| Hongkong Rich & Fortune Securities Co., Limited 香港匯鑫富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-05 | 2021-06-30 |
| Hongkong Rich & Fortune Securities Co., Limited 香港匯鑫富證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-05 | 2021-06-30 |
| ACU Securities Limited |
RO | Type 1 — Dealing in securities | 2021-01-28 | 2021-03-21 |
| ACU Securities Limited |
RO | Type 4 — Advising on securities | 2021-01-28 | 2021-03-21 |
| ACU Asset Management Limited | RO | Type 9 — Asset management | 2021-01-28 | 2021-03-19 |
| ACU Securities Limited |
Rep | Type 1 — Dealing in securities | 2020-11-20 | 2021-01-28 |
| ACU Securities Limited |
Rep | Type 4 — Advising on securities | 2020-11-20 | 2021-01-28 |
| ACU Asset Management Limited | Rep | Type 9 — Asset management | 2020-11-20 | 2021-01-28 |
| Major Asset Management Limited 美捷資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-16 | 2020-10-29 |
| Major Asset Management Limited 美捷資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-07-16 | 2020-10-29 |
| Major Asset Management Limited 美捷資產管理有限公司 |
RO | Type 9 — Asset management | 2020-07-16 | 2020-10-29 |
| Major Asset Management Limited 美捷資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-02 | 2020-07-16 |
| Major Asset Management Limited 美捷資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-02 | 2020-07-16 |
| Major Asset Management Limited 美捷資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-06-02 | 2020-07-16 |
| CF Securities Limited 長复證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-31 | 2020-04-30 |
| CF Asset Management Limited 長复資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-03-31 | 2020-04-30 |
| CF Asset Management Limited 長复資產管理有限公司 |
RO | Type 9 — Asset management | 2020-03-31 | 2020-04-30 |
| CF Securities Limited 長复證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-25 | 2020-03-31 |
| CF Asset Management Limited 長复資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-25 | 2020-03-31 |
| CF Asset Management Limited 長复資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-03-25 | 2020-03-31 |
| Goldlink Capital (Corporate Finance) Limited 金聯資本(企業融資)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-02-13 | 2020-01-29 |
| Goldlink Asset Management (Asia) Limited 金聯資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2017-03-13 | 2020-01-29 |
| Goldlink Asset Management (Asia) Limited 金聯資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2017-03-13 | 2020-01-29 |
| Goldlink Securities Limited 金聯證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-01 | 2020-01-29 |
| Goldlink Securities Limited 金聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-25 | 2016-11-01 |
| Cornerstone Securities Limited 基石證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-13 | 2016-08-23 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 — Dealing in securities | 2014-12-22 | 2015-06-30 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-12-22 | 2015-06-30 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-07-22 | 2014-12-20 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-27 | 2014-12-20 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-01-27 | 2014-12-20 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-02 | 2014-01-27 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-02 | 2014-01-27 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-10-04 | 2013-06-30 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-10-12 | 2012-09-01 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-03-14 | 2011-06-01 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-22 | 2011-06-01 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-04 | 2010-10-22 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2010-04-08 | 2010-10-01 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-04-08 | 2010-10-01 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-09-19 | 2009-08-25 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 4 — Advising on securities | 2007-08-25 | 2008-04-07 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-08-07 | 2008-04-07 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-03-21 | 2007-03-21 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-21 | 2007-07-24 |
| New Trend Futures Limited 創新期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-08-21 | 2007-01-16 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-18 | 2006-08-21 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-04 | 2006-06-26 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-04 | 2006-06-26 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-11 | 2005-09-28 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-11-11 | 2005-09-28 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-11 | 2005-09-28 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-11-11 | 2005-09-28 |