Ivan Chung Ming Law
羅頌明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivan Chung Ming Law (羅頌明), CE reference ACD844. Currently licensed at 1 firm(s): Boom Securities (H.K.) Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-03 | present |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-04-03 | present |
| Win Securities Limited 贏證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-03 | 2024-10-03 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-02-13 | 2017-09-30 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-13 | 2017-09-30 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2017-02-13 | 2017-09-30 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-19 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2013-10-22 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-27 | 2016-07-19 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-27 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-08-27 | 2013-10-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2011-08-10 | 2013-08-03 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-11 | 2013-08-03 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-11-22 | 2013-08-03 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-09-15 | 2011-08-10 |