Kelly Kar Yee Lam
林嘉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelly Kar Yee Lam (林嘉儀), a licensed Responsible Officer with CE reference APG511. Currently licensed at 1 firm(s): Allspring Global Investments (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allspring Global Investments (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2025-04-22 | present |
| Allspring Global Investments (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2025-04-22 | present |
| Allspring Global Investments (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2025-01-13 | 2025-04-22 |
| Allspring Global Investments (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2025-01-13 | 2025-04-22 |
| Cohen & Steers Asia Limited | Rep | Type 1 — Dealing in securities | 2017-12-04 | 2025-01-04 |
| Cohen & Steers Asia Limited | Rep | Type 4 — Advising on securities | 2017-12-04 | 2025-01-04 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-03 | 2017-12-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2015-07-03 | 2017-12-01 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-28 | 2015-06-25 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-28 | 2015-06-25 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2012-11-28 | 2015-06-25 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-17 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-17 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-07-17 | 2014-12-31 |