Sung Biu Bill Lawrence Chiu
趙崇鏢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sung Biu Bill Lawrence Chiu (趙崇鏢), CE reference ANJ016. Currently licensed at 1 firm(s): BNY Mellon Investment Management Hong Kong Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2022-03-23 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-06 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-06-06 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-18 | 2016-06-06 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-04-18 | 2016-06-06 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-07-23 | 2014-11-27 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-23 | 2014-11-27 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-07-23 | 2014-11-27 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-06 | 2010-04-12 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-06 | 2010-04-12 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-02 | 2010-04-12 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-10-02 | 2010-04-12 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-11 | 2008-08-30 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 5 — Advising on futures contracts | 2007-08-13 | 2008-08-30 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 — Dealing in futures contracts | 2006-05-18 | 2008-08-30 |