Wenli Gao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenli Gao, a licensed former licensee with CE reference BRP474. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2024-01-05 | 2026-03-26 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-06-02 | 2023-10-04 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2023-06-02 | 2023-10-04 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2021-08-31 | 2023-04-30 |
| ICAP Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2021-08-31 | 2023-04-30 |