Hai Hua Zhao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hai Hua Zhao (趙海華), a licensed Responsible Officer with CE reference AYG618. Currently licensed at 2 firm(s): Brown Brothers Harriman Trustee Services (Hong Kong) Limited, Brown Brothers Harriman (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 3 - Leveraged foreign exchange trading; Type 13 - Providing depositary services for relevant CISs. This person has 6.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brown Brothers Harriman Trustee Services (Hong Kong) Limited | RO | Type 13 - Providing depositary services for relevant CIS | 2024-10-02 | present |
| Brown Brothers Harriman (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2020-01-03 | present |
| Brown Brothers Harriman (Hong Kong) Limited | RO | Type 3 - Leveraged foreign exchange trading | 2020-01-03 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hai Hua Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.