Pu Zhai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pu Zhai (翟普), a licensed Responsible Officer with CE reference ALC178. Currently licensed at 1 firm(s): Ascendent Capital Partners (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 12.0 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ascendent Capital Partners (Asia) Limited 上達資本(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2023-01-10 | present |
| Ascendent Capital Partners (Asia) Limited 上達資本(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2023-01-10 | present |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-07-10 | 2018-09-30 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2015-07-10 | 2018-09-30 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-02 | 2015-07-10 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-07-02 | 2015-07-10 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2012-01-18 | 2015-03-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2012-01-18 | 2015-03-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2012-01-18 | 2015-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-26 | 2009-07-27 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-06-26 | 2009-07-27 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2007-06-26 | 2009-07-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pu Zhai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.