Pu Zhai
翟普
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pu Zhai (翟普), CE reference ALC178. Currently licensed at 1 firm(s): Ascendent Capital Partners (Asia) Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ascendent Capital Partners (Asia) Limited 上達資本(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-10 | present |
| Ascendent Capital Partners (Asia) Limited 上達資本(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2023-01-10 | present |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-07-10 | 2018-09-30 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-07-10 | 2018-09-30 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-02 | 2015-07-10 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-07-02 | 2015-07-10 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-01-18 | 2015-03-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-01-18 | 2015-03-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-01-18 | 2015-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-26 | 2009-07-27 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-26 | 2009-07-27 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2007-06-26 | 2009-07-27 |