Yiu Wing Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Wing Lee (李耀榮), a licensed Representative with CE reference ABN714. Currently licensed at 1 firm(s): Alliance Partners Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.5 years of SFC licence history. Total licence records on file: 29.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alliance Partners Capital Limited 聯德資本有限公司 |
Rep | Type 9 - Asset management | 2025-11-04 | present |
| Alliance Partners Capital Limited 聯德資本有限公司 |
Rep | Type 1 - Dealing in securities | 2025-04-22 | present |
| Alliance Partners Capital Limited 聯德資本有限公司 |
Rep | Type 4 - Advising on securities | 2025-04-22 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-01-11 | 2024-10-01 |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 4 - Advising on securities | 2022-01-11 | 2024-10-01 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-03 | 2022-01-11 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-03 | 2022-01-11 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-09 | 2021-10-03 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-09 | 2021-10-03 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-21 | 2019-03-25 |
| OnePlatform Securities Limited 環一證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-03-07 | 2019-03-25 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-06 | 2018-03-07 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2017-02-13 | 2017-09-30 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-02-13 | 2017-09-30 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 1 - Dealing in securities | 2013-03-11 | 2017-02-12 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-03-11 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-24 | 2013-03-11 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-01-24 | 2013-03-11 |
| iBest Consultants Limited | RO | Type 1 - Dealing in securities | 2008-04-15 | 2012-12-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2006-04-27 | 2012-12-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2012-12-01 |
| iBest Securities Company Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2012-12-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2012-12-01 |
| iBest Securities Company Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-14 |
| iBest Securities Company Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-08-14 |
| iBest Securities Company Limited | RO | Type 9 - Asset management | Pre-2003 | 2003-08-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Wing Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.